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ragflow/common/doc_store/es_conn_base.py

395 lines
16 KiB
Python

#
# Copyright 2025 The InfiniFlow Authors. All Rights Reserved.
#
# Licensed under the Apache License, Version 2.0 (the "License");
# you may not use this file except in compliance with the License.
# You may obtain a copy of the License at
#
# http://www.apache.org/licenses/LICENSE-2.0
#
# Unless required by applicable law or agreed to in writing, software
# distributed under the License is distributed on an "AS IS" BASIS,
# WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
# See the License for the specific language governing permissions and
# limitations under the License.
#
import logging
import re
import json
import time
import os
from abc import abstractmethod
from elasticsearch import BadRequestError, NotFoundError
from elasticsearch_dsl import Index
from elastic_transport import ConnectionTimeout
from elasticsearch.client import IndicesClient
from common.file_utils import get_project_base_directory
from common.misc_utils import convert_bytes
from common.doc_store.doc_store_base import DocStoreConnection, OrderByExpr, MatchExpr
from rag.nlp import is_english, rag_tokenizer
from common import settings
ATTEMPT_TIME = 2
class ESConnectionBase(DocStoreConnection):
def __init__(self, mapping_file_name: str = "mapping.json", logger_name: str = "ragflow.es_conn"):
from common.doc_store.es_conn_pool import ES_CONN
self.logger = logging.getLogger(logger_name)
self.info = {}
self.logger.info(f"Use Elasticsearch {settings.ES['hosts']} as the doc engine.")
self.es = ES_CONN.get_conn()
fp_mapping = os.path.join(get_project_base_directory(), "conf", mapping_file_name)
if not os.path.exists(fp_mapping):
msg = f"Elasticsearch mapping file not found at {fp_mapping}"
self.logger.error(msg)
raise Exception(msg)
with open(fp_mapping, "r") as f:
self.mapping = json.load(f)
self.logger.info(f"Elasticsearch {settings.ES['hosts']} is healthy.")
def _connect(self):
from common.doc_store.es_conn_pool import ES_CONN
if self.es.ping():
return True
self.es = ES_CONN.refresh_conn()
return True
"""
Database operations
"""
def db_type(self) -> str:
return "elasticsearch"
def health(self) -> dict:
health_dict = dict(self.es.cluster.health())
health_dict["type"] = "elasticsearch"
return health_dict
def get_cluster_stats(self):
"""
curl -XGET "http://{es_host}/_cluster/stats" -H "kbn-xsrf: reporting" to view raw stats.
"""
raw_stats = self.es.cluster.stats()
self.logger.debug(f"ESConnection.get_cluster_stats: {raw_stats}")
try:
res = {"cluster_name": raw_stats["cluster_name"], "status": raw_stats["status"]}
indices_status = raw_stats["indices"]
res.update({"indices": indices_status["count"], "indices_shards": indices_status["shards"]["total"]})
doc_info = indices_status["docs"]
res.update({"docs": doc_info["count"], "docs_deleted": doc_info["deleted"]})
store_info = indices_status["store"]
res.update({"store_size": convert_bytes(store_info["size_in_bytes"]), "total_dataset_size": convert_bytes(store_info["total_data_set_size_in_bytes"])})
mappings_info = indices_status["mappings"]
res.update(
{
"mappings_fields": mappings_info["total_field_count"],
"mappings_deduplicated_fields": mappings_info["total_deduplicated_field_count"],
"mappings_deduplicated_size": convert_bytes(mappings_info["total_deduplicated_mapping_size_in_bytes"]),
}
)
node_info = raw_stats["nodes"]
res.update(
{
"nodes": node_info["count"]["total"],
"nodes_version": node_info["versions"],
"os_mem": convert_bytes(node_info["os"]["mem"]["total_in_bytes"]),
"os_mem_used": convert_bytes(node_info["os"]["mem"]["used_in_bytes"]),
"os_mem_used_percent": node_info["os"]["mem"]["used_percent"],
"jvm_versions": node_info["jvm"]["versions"][0]["vm_version"],
"jvm_heap_used": convert_bytes(node_info["jvm"]["mem"]["heap_used_in_bytes"]),
"jvm_heap_max": convert_bytes(node_info["jvm"]["mem"]["heap_max_in_bytes"]),
}
)
return res
except Exception as e:
self.logger.exception(f"ESConnection.get_cluster_stats: {e}")
return None
"""
Table operations
"""
def create_idx(self, index_name: str, dataset_id: str, vector_size: int, parser_id: str = None):
# parser_id is used by Infinity but not needed for ES (kept for interface compatibility)
if self.index_exist(index_name, dataset_id):
return True
try:
return IndicesClient(self.es).create(index=index_name, settings=self.mapping["settings"], mappings=self.mapping["mappings"])
except Exception:
self.logger.exception("ESConnection.createIndex error %s" % index_name)
def create_doc_meta_idx(self, index_name: str):
"""
Create a document metadata index.
Index name pattern: ragflow_doc_meta_{tenant_id}
- Per-tenant metadata index for storing document metadata fields
"""
if self.index_exist(index_name, ""):
return True
try:
fp_mapping = os.path.join(get_project_base_directory(), "conf", "doc_meta_es_mapping.json")
if not os.path.exists(fp_mapping):
self.logger.error(f"Document metadata mapping file not found at {fp_mapping}")
return False
with open(fp_mapping, "r") as f:
doc_meta_mapping = json.load(f)
return IndicesClient(self.es).create(index=index_name, settings=doc_meta_mapping["settings"], mappings=doc_meta_mapping["mappings"])
except Exception as e:
self.logger.exception(f"Error creating document metadata index {index_name}: {e}")
def refresh_idx(self, index_name: str) -> bool:
"""
Refresh an index so that recently inserted documents become searchable.
Service layers should call this dispatch method instead of reaching
into ``self.es`` directly, so the OpenSearch and Elasticsearch
connections present a uniform abstract API.
"""
try:
self.es.indices.refresh(index=index_name)
return True
except NotFoundError:
return False
except Exception as e:
self.logger.warning(f"ESConnection.refresh_idx({index_name}) failed: {e}")
return False
def count_idx(self, index_name: str) -> int:
"""
Return the document count for an index, or -1 if the call fails.
Used to decide whether a per-tenant metadata index is empty without
paying a full search.
"""
try:
response = self.es.count(index=index_name)
return int(response.get("count", 0))
except NotFoundError:
return 0
except Exception as e:
self.logger.warning(f"ESConnection.count_idx({index_name}) failed: {e}")
return -1
def replace_meta_fields(self, index_name: str, doc_id: str, meta_fields: dict) -> bool:
"""
Fully replace the ``meta_fields`` object on a single document.
Using ES.update with a ``doc`` body would deep-merge object fields,
retaining old keys that should be removed. A scripted update assigns
the new meta_fields outright, matching delete-key semantics.
"""
body = {
"script": {
"source": "ctx._source.meta_fields = params.meta_fields",
"params": {"meta_fields": meta_fields},
}
}
try:
self.es.update(index=index_name, id=doc_id, refresh=True, body=body)
return True
except NotFoundError:
return False
except Exception as e:
self.logger.warning(f"ESConnection.replace_meta_fields({index_name}, {doc_id}) failed: {e}")
return False
def delete_idx(self, index_name: str, dataset_id: str):
if len(dataset_id) > 0:
# The index need to be alive after any kb deletion since all kb under this tenant are in one index.
return
try:
self.es.indices.delete(index=index_name, allow_no_indices=True)
except NotFoundError:
pass
except Exception:
self.logger.exception("ESConnection.deleteIdx error %s" % index_name)
def index_exist(self, index_name: str, dataset_id: str = None) -> bool:
s = Index(index_name, self.es)
for i in range(ATTEMPT_TIME):
try:
return s.exists()
except ConnectionTimeout:
self.logger.exception("ES request timeout")
time.sleep(3)
self._connect()
continue
except Exception as e:
self.logger.exception(e)
break
return False
"""
CRUD operations
"""
def get(self, doc_id: str, index_name: str, dataset_ids: list[str]) -> dict | None:
for i in range(ATTEMPT_TIME):
try:
res = self.es.get(
index=index_name,
id=doc_id,
source=True,
)
if str(res.get("timed_out", "")).lower() == "true":
raise Exception("Es Timeout.")
doc = res["_source"]
doc["id"] = doc_id
return doc
except NotFoundError:
return None
except Exception as e:
self.logger.exception(f"ESConnection.get({doc_id}) got exception")
raise e
self.logger.error(f"ESConnection.get timeout for {ATTEMPT_TIME} times!")
raise Exception("ESConnection.get timeout.")
@abstractmethod
def search(
self,
select_fields: list[str],
highlight_fields: list[str],
condition: dict,
match_expressions: list[MatchExpr],
order_by: OrderByExpr,
offset: int,
limit: int,
index_names: str | list[str],
dataset_ids: list[str],
agg_fields: list[str] | None = None,
rank_feature: dict | None = None,
):
raise NotImplementedError("Not implemented")
@abstractmethod
def insert(self, documents: list[dict], index_name: str, dataset_id: str = None) -> list[str]:
raise NotImplementedError("Not implemented")
@abstractmethod
def update(self, condition: dict, new_value: dict, index_name: str, dataset_id: str) -> bool:
raise NotImplementedError("Not implemented")
@abstractmethod
def delete(self, condition: dict, index_name: str, dataset_id: str) -> int:
raise NotImplementedError("Not implemented")
"""
Helper functions for search result
"""
def get_total(self, res):
if isinstance(res["hits"]["total"], type({})):
return res["hits"]["total"]["value"]
return res["hits"]["total"]
def get_doc_ids(self, res):
return [d["_id"] for d in res["hits"]["hits"]]
def get_scores(self, res) -> dict[str, float]:
"""
Map hit `_id` to its raw `_score`. Used to recover the cosine
similarity returned by a KNN-only search without pulling the
chunk vectors out of the index.
"""
out = {}
for d in res.get("hits", {}).get("hits", []):
doc_id = d.get("_id")
if doc_id is None:
continue
score = d.get("_score")
out[doc_id] = float(score) if score is not None else 0.0
return out
def _get_source(self, res):
rr = []
for d in res["hits"]["hits"]:
d["_source"]["id"] = d["_id"]
d["_source"]["_score"] = d["_score"]
rr.append(d["_source"])
return rr
@abstractmethod
def get_fields(self, res, fields: list[str]) -> dict[str, dict]:
raise NotImplementedError("Not implemented")
def get_highlight(self, res, keywords: list[str], field_name: str):
ans = {}
for d in res["hits"]["hits"]:
highlights = d.get("highlight")
if not highlights:
continue
txt = "...".join([a for a in list(highlights.items())[0][1]])
if not is_english(txt.split()):
ans[d["_id"]] = txt
continue
txt = d["_source"][field_name]
txt = re.sub(r"[\r\n]", " ", txt, flags=re.IGNORECASE | re.MULTILINE)
txt_list = []
for t in re.split(r"[.?!;\n]", txt):
for w in keywords:
t = re.sub(r"(^|[ .?/'\"\(\)!,:;-])(%s)([ .?/'\"\(\)!,:;-])" % re.escape(w), r"\1<em>\2</em>\3", t, flags=re.IGNORECASE | re.MULTILINE)
if not re.search(r"<em>[^<>]+</em>", t, flags=re.IGNORECASE | re.MULTILINE):
continue
txt_list.append(t)
ans[d["_id"]] = "...".join(txt_list) if txt_list else "...".join([a for a in list(highlights.items())[0][1]])
return ans
def get_aggregation(self, res, field_name: str):
agg_field = "aggs_" + field_name
if "aggregations" not in res or agg_field not in res["aggregations"]:
return list()
buckets = res["aggregations"][agg_field]["buckets"]
return [(b["key"], b["doc_count"]) for b in buckets]
"""
SQL
"""
def sql(self, sql: str, fetch_size: int, format: str):
self.logger.debug(f"ESConnection.sql get sql: {sql}")
sql = re.sub(r"[ `]+", " ", sql)
sql = sql.replace("%", "")
replaces = []
for r in re.finditer(r" ([a-z_]+_l?tks)( like | ?= ?)'([^']+)'", sql):
fld, v = r.group(1), r.group(3)
match = " MATCH({}, '{}', 'operator=OR;minimum_should_match=30%') ".format(fld, rag_tokenizer.fine_grained_tokenize(rag_tokenizer.tokenize(v)))
replaces.append(("{}{}'{}'".format(r.group(1), r.group(2), r.group(3)), match))
for p, r in replaces:
sql = sql.replace(p, r, 1)
self.logger.debug(f"ESConnection.sql to es: {sql}")
for i in range(ATTEMPT_TIME):
try:
res = self.es.sql.query(body={"query": sql, "fetch_size": fetch_size}, format=format, request_timeout="2s")
return res
except ConnectionTimeout:
self.logger.exception("ES request timeout")
time.sleep(3)
self._connect()
continue
except BadRequestError as e:
# LLM-generated SQL routinely references columns that don't exist
# (e.g. unknown_column / verification_exception). The caller in
# api/db/services/dialog_service.py:use_sql catches this and either
# re-prompts the LLM with the error or falls back to vector search,
# so a full ERROR-level traceback is misleading — see #15409.
self.logger.warning(f"ESConnection.sql rejected by ES (likely invalid LLM-generated SQL). SQL:\n{sql}\nError: {e}")
raise Exception(f"SQL error: {e}\n\nSQL: {sql}")
except Exception as e:
self.logger.exception(f"ESConnection.sql got exception. SQL:\n{sql}")
raise Exception(f"SQL error: {e}\n\nSQL: {sql}")
self.logger.error(f"ESConnection.sql timeout for {ATTEMPT_TIME} times!")
return None